Securities Salesperson
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A person engaged in securities sales. A securities salesperson trades with investors on behalf of the securities company to which he or she belongs, but cannot engage in sales activities until he or she has passed the Securities Salesperson Examination administered by the Japan Securities Dealers Association and been registered in the Securities Salesperson Registration Book. Source: E-Consultant IPO Glossary, a company specializing in IPO support Information |
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証券営業に従事している者。証券外務員は、所属する証券会社に代わって投資家と取引をおこなう業務をするが、日本証券業協会の実施する証券外務員試験に合格し、外務員登録原簿に登録を受けたあとでなければ、営業活動をおこなうことができない。
出典 株式公開支援専門会社（株）イーコンサルタント株式公開用語辞典について 情報 |
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